Training Objectives
Certified Compliance Professional is a program designed to teach practical understanding of regulatory compliance needs. The program covers eight major subject areas and utilizes a variety of training techniques. The key areas of the curriculum include understanding the regulatory environment, who is responsible for compliance, the role of corporate governance and ethics in compliance programs, and the implementation of compliance programs. The emphasis will be on practical and pragmatic approaches, rather than theoretical.
The goal of this course is to provide Compliance Officers and Managers with skills that can be immediately used upon return to the organization. You will learn how to identify the compliance issues that have the most significance for you and how to introduce a compliance management program within your organization.
The certificate has been designed to enable its holders to:
- Define the meaning of compliance for your organization and be capable of developing an organizational response to its demands.
- Understand the risk consequences of non-compliance.
- Appreciate the relationship between corporate governance and compliance, including the market expectation of that relationship.
- Understand the implications of Sarbanes Oxley and other legislation for corporate accountability and ethical behavior.
- Understand how to produce a corporate compliance program tailored to your own organization.
- Learn how to optimize organizational structure for compliance.
Accreditation Body
Global Academy of Finance and Management ® – USA
Prerequisites
Accredited or Government Recognized College Education.
Target Audience
- Company Secretaries.
- Compliance Professionals.
- Risk Managers.
- Legal Advisers and Lawyers.
- Anyone who is responsible for compliance affairs or regulatory relationships.
Exam Specification
- 3 hours Paper and pencil essay proctored by the trainer at the last day of the course.
- 200 multiple-choice questions.
- Pass percentage: 65%.
Training Methodology
The course will run using the following methodologies:
- Online sessions by the instructor.
- Slide presentations.
- Vase studies.
- Scenarios.
- Brainstorming.