Training Objectives
The Chartered Institute for Securities & Investment (CISI) have developed the Kuwait Capital Markets Authority Rules and Regulations in collaboration with the Kuwait Capital Markets Authority (CMA). This four-day study program provides candidates with a high-level overview and understanding of the CMA rules and regulations that govern the firms and the staff within the CMA and effectively prepares them for the exam. During the program, candidates will be given a series of practice questions and mock exams to successfully prepare them for the exam.
Accreditation Body
The Chartered Institute for Securities and Investment (CISI) is a non- for-profit organization based in UK and the pioneer organization in securities and investments domain along with setting the exams that should be passed by the financial entities’ employees.
Target Audience
- All Employees
Training Methodology
The course will run on a workshop basis, including:
- Instructor-led sessions
- Slide presentations
- Case studies
- Brainstorming
- Mock exam
Exam Specification
Each exam paper is constructed from a specification that determines the weightings that will be given to each element. The specification is given below.
| Exam specification: 75 multiple choice questions |
||
|---|---|---|
| Element number | Element | Questions |
| 1 | Regulatory Structure | 8 |
| 2 | Securities Exchanges and Clearing Agencies | 4 |
| 3 | Licensed Persons and Registered Persons | 8 |
| 4 | Clients’ Funds and Clients’ Assets | 8 |
| 5 | Conduct of Business | 8 |
| 6 | Mergers and Acquisitions | 3 |
| 7 | Disclosure and Transparency | 6 |
| 8 | Dealing in Securities | 5 |
| 9 | Listing Rules | 6 |
| 10 | Collective Investment Schemes | 5 |
| 11 | Market Integrity | 8 |
| 12 | Corporate Governance | 6 |
| Total | 75 | |